0000909518-15-000116.txt : 20150413 0000909518-15-000116.hdr.sgml : 20150413 20150413164930 ACCESSION NUMBER: 0000909518-15-000116 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20150413 DATE AS OF CHANGE: 20150413 GROUP MEMBERS: ALAN E. GOLDBERG GROUP MEMBERS: LG AVIV L.P. GROUP MEMBERS: ROBERT D. LINDSAY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OMEGA HEALTHCARE INVESTORS INC CENTRAL INDEX KEY: 0000888491 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 383041398 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-43542 FILM NUMBER: 15767156 BUSINESS ADDRESS: STREET 1: 200 INTERNATIONAL CIRCLE STREET 2: SUITE 3500 CITY: HUNT VALLEY STATE: MD ZIP: 21030 BUSINESS PHONE: 410-427-1700 MAIL ADDRESS: STREET 1: 200 INTERNATIONAL CIRCLE STREET 2: SUITE 3500 CITY: HUNT VALLEY STATE: MD ZIP: 21030 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LG Aviv L.P. CENTRAL INDEX KEY: 0001570656 IRS NUMBER: 273200307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O LINDSAY GOLDBERG STREET 2: 630 5TH AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 212-651-100 MAIL ADDRESS: STREET 1: C/O LINDSAY GOLDBERG STREET 2: 630 5TH AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 SC 13G 1 mm04-1315omega_13g.htm mm04-1315omega_13g.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
SCHEDULE 13G
 
 
Under the Securities Exchange Act of 1934
(Amendment No. ________)
 
 
Omega Healthcare Investors, Inc. 

(Name of Issuer)
 
 
Common Stock, par value $0.10 per share

(Title of Class of Securities)
 
 
681936100

(CUSIP Number)
 
 
April 1, 2015

(Date of Event which Requires Filing of this Statement)
 
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨  Rule 13d-1(b)
x  Rule 13d-1(c)
¨  Rule 13d-1(d)
 
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 

 

 
 
 

         
CUSIP No. 681936100
 
13G
 
Page 1
         

         
1.
 
NAMES OF REPORTING PERSONS
 
LG Aviv L.P.
   
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    x
   
3.
 
SEC USE ONLY
 
   
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
   

         
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
5.
 
SOLE VOTING POWER
 
0
 
6.
 
SHARED VOTING POWER
 
0 (see Item 4)*
 
7.
 
SOLE DISPOSITIVE POWER
 
0
 
8.
 
SHARED DISPOSITIVE POWER
 
1,488,431 shares (see Item 4)*

         
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,488,431 shares (see Item 4)*
   
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ¨
   
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.8% (see Item 4)*
   
12.
 
TYPE OF REPORTING PERSON (see instructions)
 
PN
   
   
 
* As of April 13, 2015.  See Item 4.
 
 
   

 
 

 

 
 
 

         
CUSIP No. 681936100
 
13G
 
Page 2
         
 
 
         
1.
 
NAMES OF REPORTING PERSONS
 
Alan E. Goldberg
   
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    x
   
3.
 
SEC USE ONLY
 
   
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
USA
   

         
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
5.
 
SOLE VOTING POWER
 
0
 
6.
 
SHARED VOTING POWER
 
0 (see Item 4)*
 
7.
 
SOLE DISPOSITIVE POWER
 
0
 
8.
 
SHARED DISPOSITIVE POWER
 
1,488,431 shares (see Item 4)*

         
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,488,431 shares (see Item 4)*
   
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ¨
   
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.8% (see Item 4)*
   
12.
 
TYPE OF REPORTING PERSON (see instructions)
 
IN
   
   
 
* As of April 13, 2015.  See Item 4.
 
   
         

 
 

 

 
 
 

         
CUSIP No. 681936100
 
13G
 
Page 3
         
 
         
1.
 
NAMES OF REPORTING PERSONS
 
Robert D. Lindsay
   
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    x
   
3.
 
SEC USE ONLY
 
   
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
USA
   

         
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
5.
 
SOLE VOTING POWER
 
0
 
6.
 
SHARED VOTING POWER
 
0 (see Item 4)*
 
7.
 
SOLE DISPOSITIVE POWER
 
0
 
8.
 
SHARED DISPOSITIVE POWER
 
1,488,431 shares (see Item 4)*

         
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,488,431 shares (see Item 4)*
   
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ¨
   
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.8% (see Item 4)*
   
12.
 
TYPE OF REPORTING PERSON (see instructions)
 
IN
   
   
 
* As of April 13, 2015.  See Item 4.
 
   
         
 

 
 
 

 

 
 
 

         
CUSIP No. 681936100
 
13G
 
Page 4
 
Item 1.
 
 
(a)
Name of Issuer
 
Omega Healthcare Investors, Inc.
     
 
(b)
Address of Issuer’s Principal Executive Offices
 
200 International Circle
Suite 3500
Hunt Valley, Maryland 21030
 
Item 2.
 
Citizenship
 
 
(a)
Name of Person Filing
 
     
 
(b)
Address of the Principal Office or, if none, residence
     
 
(c)
Citizenship
 
Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:
     
    (i) 
LG Aviv L.P.
c/o Lindsay Goldberg LLC
630 Fifth Avenue, 30th Floor
New York, NY 10111
       
    (ii)  Alan E. Goldberg
630 Fifth Avenue, 30th Floor
New York, NY 10111
       
    (iii) Robert D. Lindsay
630 Fifth Avenue, 30th Floor
New York, NY 10111
       
   
The general partner of LG Aviv L.P. is LG Aviv GP, LLC (the “GP”).  Messrs. Goldberg and Lindsay are the executive managers of the GP and, through a series of affiliated investment funds, share ownership and voting control of the GP.  LG Aviv L.P. is organized under the laws of the state of Delaware, and Messrs. Goldberg and Lindsay are citizens of the United States of America.
     
 
(d)
 
Title of Class of Securities
 
Common Stock, par value $0.10 per share (“Common Stock”)
     
 
(e)
CUSIP Number
 
681936100
 
           
 
 
 

 
 
 
 
         
CUSIP No. 681936100
 
13G
 
Page 5
 
Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
Not applicable.
 
 
Item 4.  Ownership.
 
Sole power to vote or to direct the vote:
 
 
(a)
Amount beneficially owned:  
 
Calculations of the percentage of shares of Common Stock beneficially owned assume a total of 182,651,994 shares of Common Stock outstanding, according to information filed by Aviv REIT, Inc. on March 30, 2015 and Omega Healthcare Investors, Inc. on April 3, 2015.  As of April 13, 2015, each of the Reporting Persons may be deemed to be the beneficial owner of the shares of Common Stock listed on such Reporting Person’s cover page.
 
As of April 1, 2015, LG Aviv L.P. directly held 18,000,000 shares of Common Stock, and LG Aviv LP Voting Trust directly held 1,488,431 shares of Common Stock, which in the aggregate represented approximately 10.7% of the Common Stock outstanding.  As of April 13, 2015, LG Aviv L.P. directly held no shares of Common Stock, and LG Aviv LP Voting Trust directly held 1,488,431 shares of Common Stock. Pursuant to the voting trust agreement, LG Aviv L.P. does not have the power to vote or direct the vote of these shares held by the voting trust, whose trustee may vote the shares in its sole discretion (the “Trust Shares”).  Subject to certain conditions, LG Aviv L.P. has dispositive power of the Trust Shares.
 
Messrs. Goldberg and Lindsay may each be deemed to beneficially own the Common Stock beneficially owned by LG Aviv L.P. directly or indirectly controlled by him, but neither the filing of this Schedule 13G nor any of its contents shall be deemed to constitute an admission that either Mr. Goldberg or Mr. Lindsay is the beneficial owner of Common Stock referred to herein for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the “Act”), or for any other purpose, and each of Messrs. Goldberg and Lindsay expressly disclaims beneficial ownership of such shares of Common Stock. The filing of this statement should not be construed to be an admission that any member of the Reporting Persons are members of a “group” for the purposes of Sections 13(d) and 13(g) of the Act.
 
     
 
(b)
Percent of class:  
 
As of April 13, 2015, each of the Reporting Persons may be deemed to be the beneficial owner of the percentage of shares of Common Stock listed on such Reporting Person’s cover page.
     
 
(c)
Number of shares as to which the person has: 
     
   
(i)
Sole power to vote or to direct the vote: 
       
     
See each cover page hereof.
       
    (ii)  Shared power to vote or to direct the vote: 
       
     
See each cover page hereof.
       
    (iii)  Sole power to dispose or to direct the disposition of : 
       
     
See each cover page hereof.
       
    (iv)  Shared power to dispose or to direct the disposition of : 
       
     
See each cover page hereof.
 
          
 
 
 

 
 
 
 
         
CUSIP No. 681936100
 
13G
 
Page 6
 
 
Item 5.  Ownership of Five Percent or Less of a Class.
 
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x.
 
 
 
 
 
 
 
 
 
 
 
 

 
 
 
 
         
CUSIP No. 681936100
 
13G
 
Page 7
 
 
Item 6.  Ownership of More than Five Percent on Behalf of Another Person.
 
 
Not applicable. 
 
 
Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
 
Not applicable. 
 
 
Item 8.  Identification and Classification of Members of the Group.
 
 
Not applicable. 
 
 
Item 9.  Notice of Dissolution of Group.
 
 
Not applicable.  
 
 
Item 10.  Certification.
 
 
(c) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 
 
 

 

 
 

 

 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
 
Dated : April  13, 2015
 
 

  LG AVIV L.P.
           
  By:  LG Aviv GP, LLC, its general partner  
           
 
 
By:
/s/ Alan E. Goldberg  
      Name: Alan E. Goldberg   
      Its: Executive Manager   
           
           
 
 
By:
/s/ Robert D. Lindsay  
      Name: Robert D. Lindsay   
      Its: Executive Manager    
           
 
 
  ALAN E. GOLDBERG  
       
  By:  /s/ Alan E. Goldberg  
 
 
  ROBERT D. LINDSAY  
       
  By:  /s/ Robert D. Lindsay  
 


 
 

 

Exhibit Index


Exhibit No.
Description
   
1
Joint Filing Agreement, dated April 13, 2015, among LG Aviv L.P., Alan E. Goldberg and Robert D. Lindsay
EX-99.1 2 mm04-1315omega_13gex1.htm EX.1 - JOINT FILING AGREEMENT mm04-1315omega_13gex1.htm
EXHIBIT 1
 
The undersigned (the “Filing Persons”), hereby agree to file jointly a Schedule 13G and any amendments thereto relating to the aggregate ownership by each of the Filing Persons of any voting equity security of a class which is registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), as required by Rule 13d-1 and Rule 13d-2 promulgated under the Exchange Act, and hereby agree that this agreement be included as an Exhibit to such joint filing. Each of the Filing Persons agrees that the information set forth in such Schedule 13G and any amendments thereto with respect to such Filing Person will be true, complete and correct as of the date of such Schedule 13G or such amendment, to the best of such Filing Person’s knowledge and belief, after reasonable inquiry. Each of the Filing Persons makes no representations as to the accuracy or adequacy of the information set forth in the Schedule 13G or any amendments thereto with respect to any other Filing Person. Each of the Filing Persons shall promptly notify the other Filing Persons if any of the information set forth in the Schedule 13G or any amendments thereto shall become inaccurate in any material respect or if said person learns of information that would require an amendment to the Schedule 13G.
 
 
Dated : April 13, 2015
 
 
 
 
  LG AVIV L.P.
           
  By:  LG Aviv GP, LLC, its general partner  
           
 
 
By:
/s/ Alan E. Goldberg  
      Name: Alan E. Goldberg   
      Its: Executive Manager   
           
           
 
 
By:
/s/ Robert D. Lindsay  
      Name: Robert D. Lindsay   
      Its: Executive Manager    
           
 
 
  ALAN E. GOLDBERG  
       
  By:  /s/ Alan E. Goldberg  
 
 
  ROBERT D. LINDSAY  
       
  By:  /s/ Robert D. Lindsay